Motivations and challenges of integrating local peoples views into a deterministic model

by Gregory Cooper

From predicting traffic to budgeting monthly expenses, mental models inform everyday decisions by relating possible conditions (e.g. number of cars) to expected outputs (e.g. delay length). As with computational models, mental models are continuously updated as new information comes to light. Consequently, no two perceptions of the world are the same, shaped by individual experiences of interpersonal relationships, culture and the environment around us.

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Mental models have played important roles in the history of Chilika: a 1000 km2 coastal lagoon in the Mahanadi delta, India. For instance, it was hoped that the legalisation of shrimp aquaculture in 1991 would bring economic prosperity by diversifying local livelihoods and boosting annual fishery production. Instead, benefits were reaped by non-native aquaculture entrepreneurs, triggering cultural and socio-economic instability. The institutional settings soon adjusted, largely due to local pressures and scientific contributions of the newly formed Chilika Development Authority (CDA), leading to the banning of shrimp aquaculture in 2001.
Mental models also prompted studies of Chilika’s sediment dynamics in the 1990s, resulting in the new tidal outlet which has since increased fishery productivity 10-fold. Going forward, a balance exists between the institutional-led discouragement of juvenile catch and the desires of some fishers to maximise hauls.
I (very excitedly) travelled to Chilika in early 2016, hoping that both my mental and system dynamics model (SDM) would benefit from exposure to the system and its people. Until February 2016, my SDM was projecting future fishery production from empirical data and published work only. Interviews could tap into decades of experience working, living and ‘dancing’ with the system, as the pioneering system dynamicists Donella Meadows would say. I concentrated on how Chilika’s fishers, scientists and governors perceive the causes of the 1990s collapse, the subsequent recovery and the lagoon’s future. I also hoped the insights would help model evaluation and provide governance scenarios for simulation.
In practice, various barriers exist to integrating qualitative data into SDMs. For example, SDMs assume lumped populations making the same decisions, different to agent-based modelling which can simulate individual decisions. Yet workarounds exist, like disaggregating populations and/or estimating proportions making a decision for a given condition. For example, the former principle splits Chilika’s fishers into traditional and motorised fleets, associated with different fishing schedules and catch capacities; the latter workaround estimates the proportion of traditional fishers purchasing motorised boats for a given average income.
Furthermore, interviews may provide a quantity of opinions which cannot all be incorporated into the model’s finite structure. Therefore, it is useful to consider the rationale bounds of each stakeholder to understand how each mental model is shaped. Regional scientific experts may possess holistic system understanding, whilst fishers live and breathe the conditions important to their activities. Prior to the interviews, I was debating spatially disaggregating the fisher population into northern, central, southern and outer channel fleets. But from the fisher interviews I learnt northern sector fishers commute south to exploit the relatively abundant fish stock, dispelling my preconceived idea that fishers rigidly stick to their locality.
Overall, the field visit exposed me to different qualitative insights not acquirable from my desk. Understanding that traditional fishing communities may collectively begin using motorised boats when socio-economically favourable has highlighted how fishers adapt to intensify practices. Paradoxically, fishers exhibited environmental stewardship during the 1990s collapse by limiting their days fished, doing their bit to calm extraction stresses.
And finally, discussions with state and district level policymakers helped design feasible management approaches to test within the model (e.g. continued ecological restoration, bans, alternative livelihoods). The issue of policy implementation and adherence was continuously stressed, meaning any policies simulated in the SDM must be framed as ‘if all fishers complied with regulations, the resulting dynamics may be as follows…’, which is important for model design and scope. A big thank you to all who shared their mental models with me!

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Indian Bengal Delta State Level Stakeholder Workshop 2nd Round

indian bengal stakeholder workshop

Indian Bengal stakeholder workshop

The second State level Stakeholders’ Workshop in Indian Bengal Delta (IBD) was organized with active support from Department of Environment, Government of West Bengal on 10th November, 2016 in Kolkata.

With this workshop, the DECCMA India team tried a new strategy to ensure wholesome participation from government departments. The team approached the Department of Environment, Government of West Bengal, to send out invites for this workshop. A total of 19 Departments from the State Government Departments, and 4 Chambers of Commerce and 4 Non Governmental Organisations (NGOs) were invited for the Meet through the office of the Principal Secretary, Department of Environment, Government of West Bengal. This was beneficial as the number of senior government officials attending the workshop was more than the last workshop.

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The meeting was presided by the Principal Secretary, Mr. Arnab Ray, IAS, Department of Environment, Government of West Bengal. In his inaugural speech, Mr. Ray mentioned about the West Bengal State Action Plan on Climate Change and how the Line Departments are trying to implement the plan collectively.

DECCMA’s initial findings were shared with all to give an idea how we are approaching towards our research goals. The different government departments and NGOs were invited to share their experiences relating to DECCMA’s key areas of climate change, vulnerability, migration and adaptation. While the issue of climate induced migration due to possible loss of livelihood came up a number of times, we learnt of successful adaptation instances to make alternative livelihoods, renewable energy, viable for all.

Garnering stakeholders’ opinions and feedback is crucial to DECCMA’s research as it opts for a stakeholder-driven approach. Stakeholders’ feedbacks were collected on Evaluation Criteria of Successful Adaptation and Barriers to Policy Implementation. The research team, comprising members from Jadavpur University and Centre for Environment and Development, helped the attendees by guiding how to fill the questionnaires and resolving any queries. Difficulties with the questionnaire and suggestions to simplify those were received from the stakeholders.

This stakeholder workshop gave us a day to exchange our experiences, findings, and learning to strentgthen our work.

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5th DECCMA Consortium Meeting in Ffort Raichak near Kolkata, India

5th DECCMA meeting Ffort Raichak

Modelling team discussion

Before travelling to India for the 5th DECCMA consortium meeting I was constantly checking the weather forecast for Kolkata. Being one of the DECCMA northern team members and never having been in India before the idea of 35oC and heavy rain made me feel a bit uncomfortable. However on our way from the airport to our 70 km away conference venue Ffort Raichak nobody was thinking about rain (there was none) nor temperature. All that counted was hoping that the “mariokart – style” bus driver would deliver us at the hotel in one piece (which he did).

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Luckily we had the rest of the day to recover from the trip before the meeting took off in full speed. After half a day of meetings amongst our seven work packages each of them presented an up-date to the plenary. This was continued on the second day and followed by country up-dates.

Key to the country presentations were what we like to call the “wow!” findings – significant findings that contribute to the knowledge base on climate change, migration and adaptation.

Key emerging findings from Ghana relate to attitudes to migration in the context of environmental stress. Living in an area identified for its prevalence of out-migration, 43% of the respondents would consider migrating as a positive option in response to environmental change in the future. This perception is informed by having seen and heard of the cases of other migrants. Knowing this has important policy implications as Ghana considers how to support adaptation in the Volta delta.

Findings from the Indian Bengal Delta (IBD) also illuminate our understanding of migration processes. What is apparent there is that there are clear hotspots where people prefer to migrate. Again this has important policy implications in terms of knowing where population is likely to grow (or diminish) due to migration.

In the Mahanadi Delta findings counter the common belief that floods are bad and need to be stopped. People from various villages actually consider low and moderate intensity flood to be “Blessings in Disguise”. This is because floods bring prosperity to agricultural households. This occurs in three ways: agricultural production is improved firstly because of the improvements in soil fertility; and secondly because the floods eliminate weeds; and floods also bring fish which serve as an extra source of protein.

In Bangladesh, research on the Ganges-Brahmaputra-Meghna (GBM) delta highlighted their finding that thrust force is a critical cause of damage to infrastructure during storm surges. They are also investigating the duration of storm surge-driven salinity. These results have practical implications for adaptation, because local authorities can make well informed decisions when building or renewing infrastructure such as roads, houses and cyclone shelters in the affected regions.

Beyond the findings from each delta, it was great to see that GBM and IBD have joined forces to learn from each other. The entire team is really looking forward to their next joint steps and what emerges when the delta is considered as a biophysical system without the political boundaries.

Obviously a lot more exciting things were passed on between the researchers, and good plans were made for the coming months. But in such a large and geographically dispersed consortium, such meetings allow an invaluable opportunity for team building. Those of us that are new can put faces to the names previously only known through email addresses, and for those who knew each other already the opportunity to touch base again reinvigorates enthusiasm going forward.

By the way while being in Ffort Raichak there was hardly any rain but still it was so hot and humid that one was soaked form the inside when taking more than 10 steps outside an acclimatised room. However me personally I had the pleasure of experiencing very serious rain when staying on in Kolkata for a few days after the meeting.

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A new tool to measure disaster cost

A new tool developed by National Institute of Disaster Management, Ministry of Home Affairs, Government of India, to measure Disaster Cost

In order to gather a more accurate and scientifically developed assessment of relief and reconstruction packages for disaster-hit regions, the government of India has come up with a new scientific tool based on a UN model which will use satellite imagery and on-ground assessments to measure direct and indirect damages, besides opportunity cost lost due to disasters. The average annual economic losses due to disasters in India are estimated to be $10 billion. This cost is almost equal the sum that the country spends on education and double the amount it spends on healthcare, annually. This tool, known as the Post Disaster Need Assessment (PDNA), developed by the National Institute of Disaster Management, Ministry of Home Affairs, is ready for trial and a pilot test will be conducted in a calamity-hit region. It is likely that the government would engage the Ministry of Statistics and Programme Implementation as part of the National Sample Survey and project predictable economic losses in disaster prone areas. Future allocation of funds made by the Centre to the states, for relief and reconstruction, will be based on PDNA assessment. Source: 19th September, 2016, Times of India, Kolkata

DECCMA invited to comment on the Draft Climate Change Action Plan of Odisha at the Mahanadi Stakeholder Workshop

The second round of State Level Stakeholder Workshop for the Mahanadi Delta, organized by Chilika Development Authority and Sansristi in collaboration with Jadavpur University (Lead Institution, DECCMA–India) was held at Bhubaneswar, Odisha on August 9, 2016.

The objectives of the workshop were to share some initial findings from DECCMA and receive stakeholder feedback on the same. The workshop also aimed to seek stakeholders’ responses to Barriers to Policy implementation in the context of adaptation and also learn what according to them should be the criteria for evaluating successful adaptation.

The stakeholders included representatives from Government Departments such as Department of Agriculture, Odisha State Disaster Management Authority (OSDMA), Forest and Environment-Climate change cell (Govt. of Odisha), ICZM Project-Odisha, Department of Revenue and Disaster Management. There were stakeholders from Utkal University and Odisha University of Agriculture Technology (OUAT), Scientific Institutions, NGOs, Network organizations, funding agencies and INGOs. District Forest Officials, Researchers and grass root civil society organizations. A total of 35 stakeholders (30 males and 5 females) attended the workshop and all signed the DECCMA Sign-In sheet as a part of the ethical considerations that the project undertakes.

Some noteworthy points that emerged from this workshop:

  • Paucity of gender disaggregated data in agriculture is an issue. Thus forming pro-gender policy is a challenge. A gender cell may come up soon to tackle the issue in a structured manner. The agriculture department is committed towards a gender inclusive policy.
  • With regard to migration, stakeholders mentioned that deltas are not only sending areas, but also receiving areas but there is paucity of data.
  • Stakeholders acknowledged that almost every year Odisha faces disasters like floods, droughts, cyclones etc. Most of the population along the coastal area depends on agriculture and fisheries and both are affected by climate change. And hence migration is imminent.
  • Stakeholders discussed about the registration process of migrants that is being done by the Panchayati Raj department. Tracking of migrants through these registers will be a good move to understand the dynamics of migration.
  • Some adaptation success stories were also shared which included training opportunities which has ensured migration of skilled labour to even international destinations. This has seen a boost in the local economy owing to the remittances being sent.

Representatives from the Department of Environment and Forest, Climate Change Cell shared that the action plan for Odisha was done in 2010, following which it has been evaluated in terms of its successful implementation and a document has been published incorporating the activities of the department. A draft action plan on climate change for the period 2015 to 2020 has been uploaded online. Having a working experience in Odisha on Climate Change, Migration, and Adaptation, DECCMA was invited to share its comments on the draft document.

This stakeholder interaction has given DECCMA a chance to participate in processes which will have effect on the end-users of its research.

DECCMA India’s Household Survey in Mahanadi Delta

The DECCMA Household Survey went live on May 31 2016 and was completed on July 19 2016. A survey company was appointed (according to our survey protocol) and representatives from Jadavpur University, Chilika Development Authority, and Sansristi were present from the project.

Prior to this, training of enumerators, field testing of the questionnaire with the use of tablets, were done.

Households from fifty locations within our study area were selected for this survey based on migrant and non-migrant as emerged from our household listing activity. The survey team travelled to four locations in Bhadrak district, eight locations in Jagatsinghpur district, five locations in Kendrapara district, twelve locations in Khordha district, and twenty one locations in Puri district to complete this survey.

A total of 1427 households were surveyed which included both migrant and non-migrant households, and male and female respondents. DECCMA’s gender sensitive approach ensured that male enumerators interviewed male respondents and female enumerators interviewed female respondents.

The biggest challenge faced by the team during this activity was the heat wave. Odisha was suffering heat wave conditions since April and temperatures almost touched 50 degree Celsius during the survey. Necessary precautions were taken by carrying sufficient water and glucose. The afternoons were the worst and we had members from the survey team suffering blackouts due to the extreme heat. Some had to be hospitalised as well. Under such conditions, the survey had to be paused for a few days.

During the data collection phase, some locations were revisited to maximise the response percentage. This was done since during the main data collection phase, there were some households where members were not present or unavailable to give responses at our time of visit.

Simultaneously with the data collection, continued the data checking processes. The research team put in hard efforts to ensure that checking was done meticulously. The data from this survey will be guiding most of our research work.

Since the DECCMA Indian team works in two deltas (Indian Bengal Delta and Mahanadi Delta), learning from this survey in Mahanadi Delta will help us in implementing it in the survey for the Indian Bengal Delta.

The DECCMA-India team thanks all who have participated, guided, contributed, and helped in this Mahanadi Household Survey activity.

Out-migration and effects on women in the Mahanadi delta

DECCMA is committed to providing policy support to develop sustainable, gender-sensitive adaptations within deltaic environments. Taking a gender-sensitive approach to the research process, and ensuring that data can be analysed with a gender lens, are integral to achieving this aim.

Awareness of the importance of gender has increased as a result of global commitments, such as the Convention on the Elimination of all forms of Discrimination Against Women (CEDAW) and the Beijing Platform for Action. The recently-announced Sustainable Development Goals includes one where the aim is to achieve gender equality and empower all women and girls. Gender equality and empowerment of women also features in the text of the Paris Agreement under the United Nations Framework Convention on Climate Change (UNFCCC).

At local level, however, gender differences are pervasive. Understanding context-specific differences in the roles of men and women, and the relations between them, is essential. Only when these are known is it possible to ensure that planned adaptations are equitable and contribute to gender equality.

In this clip, University of Southampton PhD researcher Giorgia Prati explains how she is investigating the effects of out-migration on women left behind in the Mahanadi delta, India.

Characteristics of migration in Satjalia Island in the Indian Bengal Delta

Migration is a complex phenomenon. DECCMA defines migration as “the process by which individuals or whole households leave their usual place of residence for another geographic location, usually crossing an administrative or national border and remaining for at least six months, usually as a result of a change in the relative attractiveness, real or perceived, of the usual place of residence with respect to the destination.”

At the same time, DECCMA recognises that migration is multi-dimensional. The duration and distance of migration vary, as do the migration patterns of men and women in different contexts. Dr Tuhin Ghosh and his colleagues from Jadavpur University in Kolkata have been investigating the nature of migration in Satjalia Island in the Indian Bengal delta.

Local residents in Satjalia island have been trained to undertake a participatory household survey to investigate the nature of migration patterns. Climate change and environmental change are among the stresses contributing to migration, as sea level rise is higher than average, and the high population density exacerbates those at risk when river embankments fail.

The island experiences a variety of migration types, by men and women. In-migration and out-migration are both occurring, and on both a seasonal and permanent basis. Just over half of the migrants are men who migrate on a seasonal basis in search of work. In this clip, Dr Ghosh explains the results from the nearly-3000 surveyed households.

The nature of migration, and the destinations, strongly reflects dominant roles for men and women. The majority of seasonal male migrants are working age (36-55) and their main destinations are peri-urban areas in other cities, where they are able to find work as labourers. The rate of migration of women is much lower, and the destinations are typically urban centres (of cities closer to Satjalia) where they can find work within the domestic and childcare spheres. More information on this project was profiled on the TransRe website in March 2016 in a blog on “Understanding internal migration patterns in the Indian Bengal delta”

Qualitative research training in India

qualitative research training

Qualitative research training

On Friday February 26, 2016, School of Oceanographic Studies, Jadavpur University (JU) organised a One Day Workshop on Introduction to Qualitative Research which was facilitated by Dr Colette Mortreux of University of Exeter.

The workshop had 26 participants out of which 16 were female participants. Most of the participants were young researchers who are either pursuing MPhil or PhD degrees from schools and departments of JU. There was also representation from Calcutta University and NGOs like WWF and DRCSC Kolkata.

Colette is a human geographer specialising in qualitative research methods and during her visit to India as a part of the DECCMA consortium to conduct resettlement field visit and interviews, she took time out to conduct this workshop. When multi-country projects function well, such effective exchanges between countries become possible thereby opening portals for knowledge sharing.

The workshop provided an introduction to Qualitative Research based on what it is, its strengths and weaknesses, its theoretical foundations, comparison with quantitative research. The workshop was evenly punctuated with activities which encouraged interactions among the group. The participants felt the interactions helped them to learn better. Adequate stress was laid on choosing the right method of for research design – deciding on the sample size and strategy, which method is best suited for what purpose. This gave ample clarity for the young researchers on the differences between when to use a focus group discussion and when to go for in-depth interviews. The issue of Ethics was discussed as involvement of human participants in research needs informed consent. Procedures for written/oral consent were discussed and ethical considerations during interviews were also laid stress upon.

Role of interviewer, practical tips for interviewing, tactfully combating challenges during the interviews and focus groups, how to make the respondents feel comfortable and ideas for group activities were shared.

Following the in-depth guidance on data collection, the workshop then steered towards the analysis of data and use of software to aid the analysis.

Lastly, the communication of findings was discussed and the workshop was summarised.
As a concluding activity, DECCMA brochures were distributed among the participants and a small talk was given on DECCMA’s research areas and objectives.

The workshop was closed by distributing certificates to all the participants and gratitude was extended to Dr Mortreux for conducting such a fruitful workshop.

A Tale of two Cities

2015 saw an acceleration of DECCMA with extensive work on the development of Household Surveys across four study deltas in India, Bangladesh and Ghana, looking at the component role climatic change might play in migration and adaptation. This work has been substantially supported by the outcomes of a sister project to DECCMA in the form of ESPA Deltas. Both of these projects were represented at the AGU December 2015 in San Francisco at a specific session relating to Delta research, called Sustainable Deltas: Multidisciplinary Analyses of Complex Systems II, Global Environmental Change (Primary Convener Irina Overeem CSDMS/INSTAAR on behalf of Belmont Deltas), with cross-referencing between the talks demonstrating a continuity of learning and development. The following were presented:

Hutton C.W., & Nicholls, R.J. & Allan, A. (2015), Migration in Vulnerable Deltas: A Research Strategy. AGU, 2015, San Francisco, 14-18th December

Nicholls, et. al. (Hutton, C.W) (2015). Ecosystem services and livelihoods in deltaic environments (Invited). AGU 2015, San Francisco, 14-18th December

Lazar, A. et. al. (Hutton, C.W) (2015). An integrated framework to assess plausible future livelihood and poverty changes in deltas: an application to coastal Bangladesh. AGU 2015, San Francisco, 14-18th December

Payo Garcia, A. & Hutton, C.W. (2015). Assessing the time scale response of Health, Livelihoods, Ecosystem Services and Poverty Alleviation in Populous Deltas. AAG, Chicago 2015

The presentations within the session were wide ranging and thought provoking with examples of papers and posters from highly developed contexts to regions of the developing world under extraordinary stress from environmental degradation and climatic changes. One common thematic approach that might be drawn from the session was the diversity and complexity of the social interaction across these landscape scale features with competing requirements for industry and food production as well as the socio-economic and cultural needs of the people who occupy the lands including the complex drivers of migration and urbanisation. The meeting was followed by a meal in down town San Francisco where, Profs Overeem and Nicholls lead a discussion on possible collaborative efforts that have continued from this meeting.

Drawing on a specific component of this discussion, namely that of land and water and the relation to food security, The DECCMA project was also presented as a case study at the Land and Water Days, November 2015 in Rome where a conference was jointly convened by FAO, IFAD and WFP as part of efforts aimed at reaching effective and lasting impacts for land and water actions on the ground. The event is presented as an opportunity to review policies, technologies and approaches to secure sustained improvements in support to activities on the ground; and foster exchanges of experience between countries and regions. The University of Southampton presented a detailed study of DECCMA in the “Land and Water assessment for identifying vulnerabilities and sustaining rural livelihoods” session entitled; Deltas, Vulnerability & Climate Change: Migration & Adaptation: Assessing vulnerability of populations to land and water shocks, with elements of the lessons learned in ESPA Deltas as an example of how remote sensing can be used to extract both social and biophysical data of relevance to planning in food security and livelihoods. The talk was well received and as well as ongoing established links with FAO (specifically John Latham NRL) has spawned some discussions and potential collaboration with WFP.